SAP Process Control

Easier audits, protection again fraud, streamlined process controlsthis is why you need SAP Process Control in your organization. With this comprehensive guide, see how to implement and configure the solution, from maintaining connectors to defining master data. Follow step-by-step instructions to use control evaluation procedures, report on and remediate ad hoc issues, and automate controls with continuous controls monitoring (CCM). With information on using standard reports, enabling SAP Fiori apps, and adding SAP Financial Compliance Management to your landscape, this SAP Process Control guide has everything you need!

Highlights include:

1) Internal controls
2) Governance
3) Configuration
4) Master data
5) Control evaluation
6) Ad hoc issues
7) Continuous controls monitoring (CCM)
8) Policy lifecycle
9) Reporting
10) SAP Fiori
11) SAP Financial Compliance Management

Evaluate internal controls, manage the policy lifecycle, remediate issues, and more

Auteur
Ramakrishna Chaitanya is a chartered accountant with 10 years of experience in the areas of SAP GRC solutions, including SAP Process Control, SAP Risk Management, and SAP Audit Management. As an advisor, he has helped clients implement SAP GRC solutions for managing the risks and controls in an automated environment. He has exposure to analyzing business processes across various SAP modules to identify potential risks and control checkpoints. He has led multiple SAP Process Control implementation projects, as well as projects converting existing risk and control matrices to suit the SAP GRC environment. He has implemented survey design in SAP Process Control to monitor the GDPR compliance for a leading company in the consumer goods industry.

Texte du rabat

Easier audits, protection again fraud, streamlined process controls-this is why you need SAP Process Control in your organization. With this comprehensive guide, see how to implement and configure the solution, from maintaining connectors to defining master data. Follow step-by-step instructions to use control evaluation procedures, report on and remediate ad hoc issues, and automate controls with continuous controls monitoring (CCM). With information on using standard reports, enabling SAP Fiori apps, and adding SAP Financial Compliance Management to your landscape, this SAP Process Control guide has everything you need!

Highlights include:

1) Internal controls
2) Governance
3) Configuration
4) Master data
5) Control evaluation
6) Ad hoc issues
7) Continuous controls monitoring (CCM)
8) Policy lifecycle
9) Reporting
10) SAP Fiori
11) SAP Financial Compliance Management

Contenu
... Preface ... 15

... Target Audience ... 15

... How to Read This Book ... 16

... How This Book Is Organized ... 16

... Conclusion ... 18

... Acknowledgments ... 18

1 ... Introduction to SAP Process Control ... 21

1.1 ... History of SAP Process Control ... 21

1.2 ... Architecture and Landscape ... 24

1.3 ... Regulatory Requirements, Supported Systems, and Integrations ... 25

1.4 ... Enterprise Risk and Internal Control Management ... 35

1.5 ... Enterprise Risk and Compliance Management ... 36

1.6 ... Summary ... 38

2 ... Governance ... 39

2.1 ... Strengthen Internal Controls ... 40

2.2 ... Manage Internal Controls ... 46

2.3 ... Integration Approach ... 51

2.4 ... Summary ... 55

3 ... Prerequisites ... 57

3.1 ... Check License Agreements ... 57

3.2 ... System Sizing ... 59

3.3 ... Component and Plug-In Requirements ... 61

3.4 ... Summary ... 63

4 ... Basic Configuration ... 65

4.1 ... Initial Configuration ... 65

4.2 ... Workflow Configuration ... 71

4.3 ... Shared Master Data Settings ... 88

4.4 ... Integration Framework ... 92

4.5 ... Multiple Compliance Framework ... 98

4.6 ... Other Configurations ... 105

4.7 ... Introduction to Work Centers for SAP Process Control ... 112

4.8 ... Summary ... 118

5 ... Master Data Management ... 119

5.1 ... Introduction to Master Data ... 119

5.2 ... Business Process Hierarchies ... 122

5.3 ... Organization Hierarchies ... 156

5.4 ... Users and Roles ... 163

5.5 ... Working with Indirect Entity-Level Controls ... 169

5.6 ... Approval Workflow for Master Data Changes ... 173

5.7 ... Uploading Master Data Using the Master Data Upload Generator ... 178

5.8 ... Summary ... 181

6 ... Control Evaluation ... 183

6.1 ... Introduction to Control Evaluation ... 183

6.2 ... Control Design Assessment ... 185

6.3 ... Control Self-Assessment ... 223

6.4 ... Manual Control Performance ... 227

6.5 ... Manual Test of Effectiveness ... 248

6.6 ... Reporting ... 262

6.7 ... Summary ... 263

7 ... Ad Hoc Issue Management ... 265

7.1 ... Configuration ... 265

7.2 ... Issue Remediation Process ... 270

7.3 ... Reporting ... 285

7.4 ... Summary ... 287

8 ... Continuous Control Monitoring ... 289

8.1 ... Introduction to Continuous Control Monitoring ... 289

8.2 ... Data Sources ... 292

8.3 ... Business Rules ... 326

8.4 ... Perform Control Business Rule Assignment ... 357

8.5 ... Create an Automated Monitoring Job ... 359

8.6 ... Transport Procedure ... 367

8.7 ... Export and Import Functionality ... 379

8.8 ... Usage of the SAP HANA Subscenario ... 383

8.9 ... Reporting ... 389

8.10 ... Summary ... 392

9 ... Additional Features in SAP Process Control ... 393

9.1 ... Policy Lifecycle Management ... 393

9.2 ... Disclosure Surveys ... 412

9.3 ... Sign-Off Functionality ... 421

9.4 ... Summary ... 434

10 ... Reporting ... 435

10.1 ... Reports by Work Centers ... 435

10.2 ... Personalization and Configuration ... 452

10.3 ... Interpretation of Report Results ... 461

10.4 ... Summary ... 463

11 ... SAP Fiori for SAP Process Control ... 465

11.1 ... SAP Fiori Apps for SAP Process Control ... 465

11.2 ... SAP Fiori Configuration ... 468

11.3 ... Working with SAP Fiori Apps ... 476

11.4 ... Mapping Custom Catalogs, Groups, and Space IDs to Transaction PFCG Roles ... 481

11.5 ... Summary ... 487

12 ... SAP Financial Compliance Management ... 489

12.1 ... Overview ... 489

12.2 ... Master Data Elements ... 491

12.3 ... Control Evaluation Procedures ... 500

12.4 ... Summary ... 515

... The Authors ... 517

... Index ... 519